Secretariat of the International Strategy
for Disaster Reduction (UN/ISDR)
 
Priority Areas to Implement Disaster Risk Reduction
“ Building disaster resilient communities and nations”
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Summary Topic 1

From 15 to 25 June
Objectives and areas for action, stemming from the preliminary conclusions of the review of implementation of disaster risk reduction
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(Moderator's note: Please note that while the questions in Topic 1 were discussed between 15-25 June, participants who are interested in contributing further to that discussion can still send in their messages for incorporation into the final summary.)
 

Dear Online Dialogue Participants,

Thank you to everyone who has subscribed and contributed to the first topic of this online dialogue. More than 650 people have now subscribed to the dialogue, and 100 messages relating to Topic 1 had been received at the time of writing this summary.

The contributions so far have been very interesting and useful. They are full of insights into the potential challenges, as well as indicating a wide range of potential solutions. This summary highlights the main issues raised (the contributions can be viewed on the dialogue's website www.unisdr.org/wcdr-dialogue/). Comments on the specific wording of individual goals, objectives and priorities are listed in a separate Topic 1 document, and a third document lists examples of 'good practice' submitted by the participants during the discussion.

Contributions to Topics 2 (now under way) and 3 are welcomed, especially from the many participants who have yet to post a message.

 

Purpose of Topic 1

The purpose of Topic 1 was to hold a general exchange of views on the draft goals, objectives and priorities for action proposed for the World Conference on Disaster
Reduction (WCDR) in January 2005.

The particular questions for discussion were:

  • Do you agree with the idea of commitment to overall goals? If yes, are the suggested ones appropriate?
  • Do you agree with the proposed priorities for action associated with each objective. You are invited to provide specific comments on the focus and formulation of these areas. Feedback on the technical and political feasibility, redundancies and omissions is particularly welcome.
  • For each objective, please provide information on good practices that can be shared to assist and guide implementation by governments. This relates in particular to the needs of governments engaging in the definition and implementation of targeted actions.
  • Do the preliminary conclusions and recommendations of the Yokohama review reflect your working experience in the field of disaster risk reduction?


Summary of discussion

Participants agreed that the WCDR background document setting out overall goals, objectives and priorities for action provided a solid foundation for progress in the implementation of disaster risk reduction. They had many constructive suggestions to make about how this foundation could be strengthened further.

The idea of setting overall goals was generally approved. The three proposed goals were considered relevant and valid. Similarly, most participants agreed that the proposed objectives and priorities were appropriate and covered most of the main issues to be addressed. In both cases, additional issues or matters requiring particular attention were identified.

The main issues that emerged from the online dialogue were as follows.

Many participants highlighted the challenge of ensuring that goals and objectives are met; that good words are turned into good practice. The need for disaster risk reduction is generally accepted by policy makers, yet practice often lags behind the international and national consensus on this: stronger political ‘ownership’ of the agenda is needed.

Participants made a number of suggestions about how such ownership could be secured. Several suggested specific, time-bound targets for disaster reduction in order to establish commitments and responsibilities (e.g. closer definition of goal 1: 'substantial reduction of disaster losses'). To encourage governments that might be wary of targets, it was argued that the targets could be primarily qualitative, with quantitative targets used only where strictly necessary. This approach would also allow communities to engage more easily with the process. Alternatives were to focus on processes that would allow countries to meet their targets, or to look at establishing common standards (perhaps derived in part from those for building, land use and professional conduct). More direct linkage between the WCDR goals and objectives and the Millennium Development Goals was recommended, as was establishment of a baseline position to identify where different countries and stakeholders are at present.

Target setting in whatever form would, in turn, require methods for auditing progress (which would have to be robust and transparent) and perhaps mechanisms for ensuring compliance. One suggestion was for a binding international agreement under which countries would regularly monitor and report on their achievements.

Another significant issue raised in this context was the need for an explicit discussion of incentive structures to encourage implementation - an element thought to be missing from the WCDR objectives and priorities. Development of such structures would require better understanding of what motivates decision makers, particularly at implementation level. Acquisition of such understanding would also help in lobbying for greater political support for implementation.

International donors therefore had a key role to play in creating appropriate incentive structures. There was general agreement that risk reduction remains a low priority for many international donors, for a variety of reasons but principally: lack of knowledge and understanding, organisational and cultural divisions between the relief and development arenas, and competition from other pressing development needs. This might be overcome through developing more effective leadership, better communication, providing appropriate (i.e. more risk-aware) planning tools for development initiatives, establishing the linkages between disaster reduction and poverty reduction more clearly, and making the case for cost-effectiveness. It was also noted that the ease with which international funding could be obtained for disaster response (and with which loans could be diverted towards it) hindered real development progress and diverted funding from longer-term risk reduction.

The difficulties in securing commitment at national level were highlighted by several participants. Recent research by one contributor in a developing region has shown that, although decision makers stated that disaster risk reduction should have high priority within disaster management, they admitted that in practice it was ranked very low. The actual priorities were activities related to emergency response and reconstruction because the incentives to focus on these – visibility, ability to obtain resources, political consensus and ability to measure the results – were much stronger. This was echoed in findings from research in the Caribbean, which showed that national-level stakeholders took a broad view of risks and disasters encompassing social and economic problems as well as hazard-induced shocks, and hence put great emphasis on the need for prioritisation of efforts.

Such findings had to be seen in the context of developing countries’ lack of resources to deal with all the urgent issues of sustainable development confronting them. Lack of financial resources and competition for them are important issues that cannot be sidestepped when creating goals and setting objectives; so are external factors such as debt and donor-driven adjustment programmes. There were some signs of poverty reduction, vulnerability reduction and sustainable development being linked in national strategies, and of individual sectors adopting disaster risk reduction approaches. This did not appear to be widespread as yet, but more evidence was needed.

Much of the discussion touched upon issues of governance, directly or indirectly. There was a consensus that political will is an essential element in effective disaster reduction, at all levels, in government and society at large. However, it had to be recognised that decisions about disaster risk reduction are the result of wider political negotiations, ideologies and cultures. Developing-country participants in particular referred to the need for effective compliance mechanisms such as constitutional and legal frameworks.

The question of rights was raised in this context. There were suggestions that protection of citizens from hazards or disasters should be recognised as a fundamental human right. An international convention on disaster reduction (along the lines of those on climate change, biodiversity and desertification) was also suggested.

Although the proposed WCDR objectives provide for community participation in decision-making (objective 1, priority iv), there was concern in many quarters about the exclusion of citizens (especially the most vulnerable) from such processes, and so a number of participants emphasised the need for fuller articulation of the need to ensure that their voices were heard, and the value of learning from their indigenous knowledge of risks and coping. Greater participation of citizens in disaster reduction policy-making, planning and implementation was widely supported as a fundamental principle and on account of its demonstrable practical benefits. Civil society needed to have better access to information and decision-making processes, in order to press for greater accountability and change, and there were a few encouraging signs of civil society stimulating authorities to address disaster risk reduction issues. One participant called for a credible, independent international NGO to prod governments and society into action on the issue, along the same lines as Amnesty International for human rights and Greenpeace for the environment.

From a more administrative perspective, it was accepted by most participants that the ultimate responsibility for policy and implementation rested with the highest level of government: but the view was put that this should go beyond designation of a senior public officer or organisation responsible for overseeing implementation of activities (objective 1, priority ii), instead requiring a committed ‘champion’ of disaster risk reduction at ministerial level. Fear was expressed that delegation of responsibility to subordinate levels could result in disaster risk reduction becoming isolated from mainstream government decision-making. Moreover, decentralisation of responsibilities for disaster risk reduction (objective 1, priority iii), though desirable, depended for its effectiveness upon complementary improvements in general standards of governance and political leadership.

At all levels – international to local – there was concern that creation of separate units responsible for disaster reduction would lead to the subject becoming a ‘ghetto’ isolated from other policy issues, and would thereby undermine attempts to mainstream risk management into development policy and practice. Responsibility for disaster reduction therefore had to be assumed by every sector, as well as at all levels.

Capacity building featured in many contributions, as an essential element towards achieving the WCDR objectives. It was felt that capacity – like policies – should be developed at all levels, with activities directed and prioritised according to need, and with each level integrated with those above and below it. Sustainable improvements in capacity could be built effectively from the bottom up, starting with vulnerable communities and then linking to local, provincial and national levels. Several participants, especially those working in developing countries, pointed out the importance of engagement with local and grass-roots initiatives, suggesting both implicitly and explicitly that this area be given more attention in the objectives and priorities.

Development and dissemination of good practice in all aspects of disaster risk reduction was identified as an important component of capacity although it was admitted that this might be difficult to find in many instances (a website for documenting best practice was suggested). Associated with this was the need for better monitoring and evaluation of interventions. The ‘emergency management’ paradigm remains widespread in disaster education and training: the alternative ‘risk management’ paradigm is still far from being generally known and adopted and needs to be promoted more strongly.

It was generally agreed that disaster reduction ought to involve all relevant stakeholders if the proposed ‘culture of resilience’ was to be realised (see the comments above on involvement of vulnerable communities). Education – of all kinds – was seen to have a key role in this, and should not be seen as a one-way process but more as a dialogue and exchange of views between all relevant groups. Some contributors referred to the challenge of creating the complex partnerships required for effective disaster risk reduction - integrating social, technical, administrative, political, legal and economic considerations - and the frequent failure to achieve this to date. Much might depend on having fully-functioning ‘national platforms’ comprising all key stakeholders (objective 1, priority i), yet establishing and maintaining such mechanisms might prove difficult.

Information featured in many contributions to the dialogue, because policy formulation needs to be directed by adequate information. Several relevant gaps and needs were identified. One was for more authoritative and impartial information on disaster risks and impact, with more standardisation of data collection and analysis methods, indicators and presentation of information (this was also implied in the suggestion that there should be measurable targets for disaster reduction). Better analysis of events and interventions, and improved dissemination and interpretation of what is often complex and technical information were also essential, at all levels.

Perspectives on the importance to be assigned to technology at the goals and objectives level tended to vary according to country and level of operation. Developed-country participants put greater emphasis on technology transfer and research than their developing-country colleagues, who were more likely to highlight the value of indigenous technical knowledge and coping strategies in disaster risk reduction and felt that this ought to be acknowledged more directly across the objectives and priorities for action.

A number of contributors raised the often-discussed problem of overlap between ‘natural’ and ‘man-made’ disasters – for example, in the case of disasters induced by climate change, or the contribution of conflict/insecurity and macro-economic policies and trends to vulnerability – thereby emphasising how important it was to ensure that the debate on disaster risk reduction was not detached from other political, economic and social processes.

Finally, it is important to note participants’ awareness of the complexity of disaster risk reduction, in terms both of the multiple and interacting causal factors leading to disasters and the range of complementary approaches and actors required to address the problem. These challenges were not underestimated.

(John Twigg, moderator, 1/7/04)


 
Suggested changes to wording of goals, objectives and priorities
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This list is confined to participants’ specific comments on the draft text. More general comments about the contents and focus of the goals, objectives and priorities are reflected in the Topic 1 summary.

Goals

 
  1. The substantial reduction of disaster losses, in lives and in the social, economic and environmental assets of communities and countries.
  2. The integration of disaster risk considerations into national development planning and programmes in order to improve sustainable development outcomes.
  • ‘To have national development policies, planning and programmes with higher investment in integrating disaster risk considerations, in order to improve sustainable development outcomes.’ (Saroj Khumar Jha 17/6/04)
  • ‘The integration of disaster risk assessment into national development planning and programmes in order to improve sustainable development outcomes.’ (Calvin J Yan 17/6/04)
  • Risk reduction, development and emergency response are very much related: the need to recognise this linkage should be reflected in the goal. (David Stevens 25/6/04)
  1. The development of stronger institutions, mechanisms and community capacities that can systematically build resilience to natural hazards and disasters.
  • 'The development of strong legal and techno-legal frameworks, institutions, mechanisms for compliance and community capacities that can systematically build resilience to natural hazards and disasters.' (Saroj Khumar Jha 17/6/04)

    (additional goal suggested)
  • 'The sustained commitment of political will and related resource allocations for tangible risk management practices planned and conducted within a strategic framework.' (Solveig Thorvaldsdottir 25/6/04)


Objectives and priorities for action

  1. Ensure disaster risk reduction is a national policy with a strong organizational basis for implementation.
  • There should be reference to inclusion of disaster risk reduction within national sustainable development planning frameworks and poverty reduction strategies. (Sarah La Trobe 18/6/04)

(ii) Adopt or modify legislation to support disaster reduction, including regulations and mechanisms to enforce compliance where required and the designation of a senior public officer or organisation for overseeing its implementation.

  • 'Adopt or modify legislation to support disaster reduction, including regulations and mechanisms to enforce compliance where required, a ministry assigned for ministerial co-ordination, and the designation of a senior public officer or organisation for overseeing its implementation.' (Solveig Thorvaldsdottir 25/6/04).

(iii) Identify and allocate decentralized responsibilities for implementing disaster risk management and risk reduction to sub-national authorities and local communities.

  • 'Identify and allocate decentralized responsibilities for implementing disaster risk management and risk reduction to sub-national and regional authorities, and local communities.' (Leonidas Ocola 28/6/04)

(v) Integrate risk management and risk reduction into development policy and planning and into sector policy and plans.

  • This should be an objective in its own right. (Claudio Osorio 22/6/04)
  1. Identify, assess and monitor risks and enhance early warning.
  • 'Identify, assess and monitor disaster risks and enhance early warning systems.' (Calvin J Yan 17/6/04)

(vi) Allocate necessary resources for disaster risk management and risk reduction in the relevant sections of the national budget and local administrative budgets.

  • 'Support the infrastructure and mechanisms needed to observe, analyse and predict disastrous hazards.' (Calvin J Yan 17/6/04)

(additional priorities)

  • 'Develop and disseminate best practice in disaster risk identification, assessment and monitoring.' (Calvin J Yan 17/6/04)
  • 'Increase the acquisition, reliability and availability of hazardous natural phenomena information and knowledge to monitor risks at acceptable levels.' (Leonidas Ocola 28/6/04)
  1. Use knowledge and education to build a culture of resilience.
  • 'Use education to increase the disaster risk reduction knowledge base.' (Bernard Manyena 17/6/04)

(additional priorities)

  • 'Develop a procedure for systematic learning from disasters and crisis to increase understanding of how disaster losses occur and to ensure institutional learning within local and national agencies.' (Solveig Thorvaldsdottir 25/6/04)
  • 'Support disaster research that is aimed at developing procedures to determine acceptable risk.' (Solveig Thorvaldsdottir 25/6/04)
  1. Reduce the underlying risk factors.

(i) Enhance the control of land use changes and development activities that can result in increases of disaster risk, such as deforestation and the destruction of wetlands and other eco-systems.
· There should also be reference to provision of land (lack of good national government laws and policies on land issues can increase vulnerability to disaster. (Sarah La Trobe 18/6/04)

(v) Protect and improve critical public facilities, particularly schools, clinics, hospitals, communications and transport lifelines, and private housing and buildings, through proper design, retrofitting and re-building.
· 'Protect against hazards and improve the vulnerability of public critical facilities, [etc.]' (Leonidas Ocola 28/6/04)
· Include systems of water supply as one of the critical public facilities. (Victor Rojas 28/6/04)

(vi) Promote adaptation to climate variability and change, by methods including the routine application of environmental and climatological information by planners, engineers, managers, and other decision makers.
· [add] Promote reduction in CO2 emissions by lobbying national governments to abide by international protocols on climate change. (Bernard Manyena 17/6/04)

  1. Strengthen disaster preparedness, contingency planning and community involvement in risk reduction.

(additional priorities)

  • 'Institutionalise community participation in disaster preparedness, contingency planning and disaster risk management.' (Leonidas Ocola 28/6/04)


(John Twigg, moderator, 1/7/04)

 

 
'Good practice' examples
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Many participants referred to activities that could be considered ‘good practice’ or examples for others to learn from. These are listed here, grouped under broad headings as in most cases they were not specifically linked to the proposed WCDR objectives and priorities for action. In some cases, further details can be found in the relevant contribution (the name of the contributor and date are given in brackets), and references are given where these were supplied. Others, though, are short or anecdotal references.

Note: This is a list of the examples provided by participants. It has not been selected or validated by the dialogue’s moderator or ISDR.


Policy, governance and collaboration:

  • · Australian/New Zealand risk management standard AS/NZS 4360: 1999 which sets out how to integrate risk management into standard management practice (Roger Jones 17/6/04).
  • The Aarhus Convention on access to information and public participation in decision making 1998 (Alekssandr Kuzmenko 17/6/04).
  • Institutional collaborations (forums, alliances, etc.): e.g. the Kobe-based Disaster Reduction Alliance www.dra.ne.jp (Alessandro Pasuto 17/6/04).
  • Multi-stakeholder scenario planning workshops in the Eastern Caribbean to mainstream disaster risk reduction, 2004 (Tom Mitchell 17/6/04).
  • National-level awareness-raising, training and educational programmes in India as part of a National Disaster Reduction Plan (GN Ritchie 18/6/04).
  • A Latin American meeting on health risk reduction organised by the Pan-American Health Organisation in April 2004, which made recommendations about integrating risk management into the health sector (Claudio Osorio 22/6/04; recommendations listed in full).
  • An inter-sectoral commission to look at risk management in the water and sanitation sector in Bolivia, June 2004 (Maria Otero 24/6/04; conclusions and recommendations listed in full).
  • Actions by civil society groups in Bangladesh to demand more effective government engagement with disaster reduction issues (Khurshid Alam 25/6/04).
  • An instrument prepared for planners in the health sector that takes account of disaster risk www.paho.org/English/DD/PED/proteccion.htm (Victor Rojas 28/6/04).
  • Promotion by the El Salvador Ministry of Public Works of a standard for seismic-resistant hospital design www2.ops.org.sv/tccendoc/el_salvador_se_levanta/hospitales.pdf (Victor Rojas 28/6/04)


Implementation:

  • Investments in road maintenance and complementary activities along the PanAmerican Highway that helped to reduce damage and flooding along sections of the road during recent major natural disasters (Koko Warner 17/6/04).
  • An earthquake education outreach programme for schools in the USA, shown to protect children from injury in an earthquake in 2001 (Terry Egan 18/6/04).
  • A range of complementary strategies for coping with floods promoted by the Government of Vietnam (R Kuberan 21/6/04).
  • An integrated development planning strategy adopted in South Africa (Elias Mabaso 22/6/04).
  • Evidence of government's ability to prepare effectively for storms in Cuba www.oxfamamerica.org/cuba (Jacques Paré 24/6/04).
  • ActionAid Bangladesh's work to improve education infrastructure, based on school management committees (Khurshid Alam 25/6/04).
  • ActionAid Ethiopia's seed multiplication project that improved local control over seed supplies and ensured availability during crisis periods (Khurshid Alam 25/6/04).
  • CARE International's Central American Mitigation Initiative (CAMI) linking local-level, community-based activities with other actors in disaster reduction in four countries (Sonia Wallman 25/6/04 - 2 contributions).
  • Measures taken in Iceland since 1995 to reduce the impact of avalanches, including changes in legislation, new risk maps, structural measures and improved monitoring (Solveig Thorvaldsdottir 25/6/04).
  • ITDG's drought and flood mitigation work in South Asia, and preparedness/risk mapping work with rural schools in Latin America (Rachel Berger 25/6/04).
  • The European Space Agency's development of improved food security information and early warning systems www.gmfs.info (Claude René Heimo 25/6/04).
  • Reconstruction of schools and health facilities in safer areas in Honduras following Hurricane Mitch www.ueprrac.org/ (Victor Rojas 28/6/04).


Research, analysis and information dissemination:

  • Tearfund’s research into donor policy and practice in disaster risk reduction, 2003 (Sarah La Trobe 16/6/04).
  • Evaluation of disaster management operations in a developing region (not named), 2003 (Koko Warner 17/6/04).
  • MA thesis on ‘Political Aspects of Natural Disasters: issues of Governance and Risk Management in Developing Countries’ (Valerie Bode 18/6/04).
  • The document ‘Mitigation Saves’ listing examples of disaster mitigation projects that have saved money www.arct.cam.ac.uk/curbe/infosheets.html#factsheet1 (Ilan Kelman 21/6/04)
  • The Global Alliance for Disaster Reduction’s ‘Global Blueprints for Change’ documents on best practice www.gadr.giees.uncc.edu (Walter Hays 24/6/04).
  • Research on farmers’ coping strategies in Kenya (Ben Wisner 24/6/04).
  • Current research in Sudan on the application of local and external knowledge to sustainable livelihood/natural resource management strategies that could enable communities to adapt to climate-related stresses and shocks (Balgis Osman Elasha 25/6/04).

(John Twigg, moderator, 1/7/04)